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NASAA Talks
by NASAANASAA Talks is a podcast on issues of interest to investors, policymakers, and the securities regulation industry.
Copyright: Copyright 2023 NASAA
Episodes
Regulation Best Interest Examination Report
21m · PublishedThis episode features a conversation with Ohio Securities Commissioner Andrea Seidt about the Regulation Best Interest Examination Report.
Presidential Fireside Chat
20m · PublishedThis episode features a conversation between the former NASAA President and Chief of Jersey Bureau of Securities Christopher Gerold and current President and Senior Deputy Commissioner of West Virginia Securities Commission Lisa Hopkins.
Women's Financial Independence
13m · PublishedA conversation on Women’s History Month, the unique financial challenges facing women and how NASAA members are responding.
Investment Advisers and Cybersecurity
13m · PublishedA conversation with Ohio Securities Commissioner Andrea Seidt on state-registered investment advisers and cybersecurity.
Fireside chat with FINRA
19m · PublishedA fireside chat with FINRA CEO and President Robert Cook on current regulatory issues.
Senior Investor Protection with SEC
18m · PublishedA conversation with SEC Commissioner Elad Roisman on a collaborative approach to senior investor protection.
Senior Investor Protection
21m · PublishedA conversation with Maine Securities Administrator Judith Shaw on NASAA senior investor protection initiatives.
NASAA Legislative Agenda Part 2
14m · PublishedA conversation with NASAA President and Vermont Commissioner of Financial Regulation Michael Pieciak on NASAA legislative priorities. (Part 2)
NASAA Legislative Agenda Part 1
15m · PublishedA conversation with NASAA President and Vermont Commissioner of Financial Regulation Michael Pieciak on NASAA legislative priorities. (Part 1)
NASAA Talks has 19 episodes in total of non- explicit content. Total playtime is 7:45:00. The language of the podcast is English. This podcast has been added on October 28th 2022. It might contain more episodes than the ones shown here. It was last updated on February 25th, 2024 01:45.
