S2E14 | Thinking Around the Corner: KKR’s Bruce Karpati Embraces the Passion and Purpose of Ethics, Compliance
17m
·
Principled
·
LRN’s Dr. Marsha Ershaghi Hames interviews Bruce Karpati, global chief compliance officer at KKR. Karpati has experience both within the government, when he led the SEC’s Asset Management Unit, and within companies, which gives him an appreciation of the importance for compliance and taking regulations seriously. He shares the key characteristics for a chief compliance officer to be successful, talks about innovative initiatives he is implementing to get lift-off for his programs across KKR’s portfolio companies. These endeavors help to ensure the company gets ahead of potential threats. What You’ll Learn on This Episode [0:53] Karpati shares a bit about KKR as an organization and its reach? [1:32] He talks about his program and how it approaches compliance across a global footprint? [3:09] How does he partner locally to convey some of the core critical messages? How does he hold those local stakeholders accountable? [4:38] How much two-way input is he open to from a cultural compliance standpoint? [5:51] What innovative tactics does Karpati employ as it relates to lift-off of his compliance strategy? [8:51] Karpati recounts his time leading the SEC’s Asset Management Unit and how his approach to E&C was impacted by sitting on both sides of the compliance profession? [11:31] What are some of the characteristics a CCO needs to have to be successful? [15:27] What drew him to a career in compliance?
The episode S2E14 | Thinking Around the Corner: KKR’s Bruce Karpati Embraces the Passion and Purpose of Ethics, Compliance from the podcast Principled has a duration of
17:43. It was first published
More episodes from Principled
Listen Again | Evolving E&C Programs in the UK: Navigating Complex Risks and Global Best Practices
In this episode of the Principled Podcast, host Frances Ibekwe, LRN's Senior E&C Advisor and Barrister, is joined by Gaby Gray, Head of Legal at Alliance Pharma, to explore insights from LRN's 2024 Ethics & Compliance Program Effectiveness Report, with a focus on the UK region. As organizations worldwide face escalating risks, the report underscores the pivotal role of values-based E&C programs in mitigating these challenges. Drawing from global data and insights from over 1,400 E&C professionals, they discuss the effectiveness of such programs in risk reduction and driving positive business outcomes. Tune in as they delve into the evolving landscape of E&C programs in the UK, examining practical best practices for implementation and offering valuable insights for navigating ethical challenges and achieving compliance excellence both locally and globally.
Get a copy of the UK edition of LRN’s 2024 Ethics & Compliance Program Effectiveness Report.
For a full transcript of this podcast and bios of our host and guest, visit the episode page at LRN.com.
Listen again | How does the US Department of Justice evaluate ethics and compliance programs?
The US Department of Justice Criminal Division has been increasingly vocal about what makes organizations’ ethics and compliance programs effective.This input on program effectiveness takes the form of guidance to prosecutors about what questions to ask when companies negotiate to resolve DOJ investigations into corporate wrongdoing on favorable terms.What does this guidance on program effectiveness mean in practice for E&C professionals?In this episode of LRN’s Principled Podcast, host Susan Divers speaks with John Michelich, who retired last November after 35 years as a federal prosecutor with the Department of Justice’s Criminal Division.Listen in as they explore how the DOJ evaluates E&C programs, as well as best practices for companies settling misconduct investigations.
For a full transcript of this podcast, visit the episode page at LRN.com
Explore our blog collection for additional resources on Program Effectiveness.
S11E7 | Fortifying Ethical Frameworks: Navigating Emerging Risks in the Middle East
Amid the escalating severity and frequency of new risks worldwide, Ethics and Compliance (E&C) initiatives are doubling down on efforts to mitigate these risks. This critical focus is underscored in LRN's latest 2024 Ethics & Compliance Program Effectiveness Report, which draws insights from over 1,400 E&C professionals globally. Our findings reveal that values-driven programs not only prove most effective but also exhibit a robust correlation with risk reduction and enhanced business outcomes. In light of this evolving risk landscape, how are E&C programs in regions such as the Middle East adapting? Furthermore, what do the everyday practices of global best standards entail for programs operating within this region?
In this episode of the Principled Podcast, host Eric Morehead, is joined by Elvis Angyiembe, the co-founder of the Middle East and Africa Compliance Association—or MEACA. Elvis joined us last season to discuss what the E&C priorities are for companies in the Middle East. Today, they discuss key findings from the global edition of the 2024 Ethics & Compliance Program Effectiveness Report and how they apply to programs in that region.
Get a copy of the Global edition of LRN's 2024 Ethics & Compliance Program Effectiveness Report.
For a full transcript of this podcast and bios of our host and guest, visit the episode page at LRN.com.
S11E6 | Ethics & Compliance Evolution in Singapore: Adapting to Global Risks
The intensifying severity and frequency of new risks worldwide have heightened the focus of Ethics and Compliance (E&C) programs on risk mitigation efforts more than ever. LRN's 2024 Ethics & Compliance Program Effectiveness Report presents comprehensive global data and insights from over 1,400 E&C professionals to underscore this trend. Our research emphasizes the effectiveness of values-based programs, which exhibit a strong correlation with reduced risk and improved business outcomes. Given this increasingly complex risk landscape, how are E&C programs in the Asia Pacific region, particularly in Singapore, adapting? Furthermore, what do these global best practices entail for programs in this region in their day-to-day operations?
In this episode of the Principled Podcast, Eric Morehead, LRN's Director of Advisory Services Solutions, discusses the key insights from the Singapore edition of the 2024 Ethics & Compliance Program Effectiveness Report with Jarrod Baker, Partner at Deloitte Southeast Asia, exploring their implications for regional programs.
S11E5 | Insights from Snap: How E&C programs are adapting to the evolving risk landscape
With escalating risks becoming more severe and frequent globally, Ethics and Compliance (E&C) initiatives are intensifying their focus on risk mitigation. LRN's 2024 Ethics & Compliance Program Effectiveness Report, drawing insights from over 1,400 E&C professionals worldwide, underscores this trend. Our research indicates that values-driven programs not only exhibit superior effectiveness but also demonstrate a robust correlation with diminished risks and improved business performance.
Amidst this evolving risk landscape, how are E&C programs adapting? What are the prevailing strategies, and how do they manifest in everyday program operations?
In this episode of the Principled Podcast, host Emily Miner discusses key findings from the North America edition of the 2024 Ethics & Compliance Program Effectiveness Report with Global Head of Integrity & Compliance Legal at Snap.
Get a copy of the North America edition of LRN's 2024 Ethics & Compliance Program Effectiveness Report.